Thank you for submitting your request via our website. The legend removal request will take between 2 and 5 business days and you must complete the below fields and attach 1) the legal opinion issued by Robert L. Diener, which you may obtain by sending an email request to firstname.lastname@example.org, and 2) a completed credit card authorization form to pay legend removal fees in the amount of $160 USD
Restricted Securities: Your securities are non-transferrable except with no change in beneficial ownership. If it is a 1933 Act legend that you’d like to remove, please fill out the form below. Otherwise, if you’d like your Brokerage or Wealth Management firm to hold these shares beneficially for you, please contact them directly for re-registration assistance.
We cannot move your shares into a brokerage or financial institution for you directly. If you wish to deposit your shares with a broker or financial institution, you must first provide them with your certificate or DRS statement and they will explain the process to deposit your shares with them.